Securities & Investment Fraud

When you choose to work with an investment or securities firm to help you grow and maintain your savings, you deserve to receive professional and truthful advice. However, there are many investment advisors who are dishonest and even unscrupulous, and they end up taking advantage of you. At The Mitchell Firm, we understand the stress and confusion involved in the loss of finances due to unsuitable or fraudulent investment advice. We are here to represent you and work towards a resolution.

Misconduct from an investment firm, brokerage firm, or a financial advisor may include

  • Bond fraud and misconduct
  • Breach of fiduciary duty
  • Variable annuity issues
  • Failure to supervise
  • Investment fraud and misconduct
  • Unauthorized trading
  • Margin trading
  • Omissions or misrepresentation
  • Security issues