When you choose to work with an investment or securities firm to help you grow and maintain your savings, you deserve to receive professional and truthful advice. However, there are many investment advisors who are dishonest and even unscrupulous, and they end up taking advantage of you. At The Mitchell Firm, PLLC, we understand the stress and confusion involved in the loss of finances due to unsuitable or fraudulent investment advice. We are here to represent your case and work towards a resolved outcome on your behalf.
Misconduct from an investment firm, brokerage firm, or a financial advisor may include
- Bond fraud and misconduct
- Breach of fiduciary duty
- Variable annuity issues
- Failure to supervise
- Investment fraud and misconduct
- Unauthorized trading
- Margin trading
- Omissions or misrepresentation
- Security issues
hroughout the years, our firm has represented clients who have been scammed and dealt with different types of investment fraud. Although you should be able to trust that an investment advisor is leading you in the right direction, this is not always the case. Many of them are dishonest and intentionally create new illegal and fraudulent ways to get paid and therefore tricking their clients out of money. Our securities and investment fraud lawyers are familiar with all of the different types of fraud, from simple cases to elaborate ones.